RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• E••• W•••••
- M••••• S•••••• wirehouse currentsince May 1, 2023 · East Lansing, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 23, 2019 to Apr 21, 2023 · Kentwood, Mi
- M••••• S•••••• wirehouseAug 27, 2015 to May 11, 2017 · Grand Rapids, Mi
- R•••• I••••••••• A••••••• L•• to M••••• S••••••left Apr 21, 2023, registered May 1, 2023 (10 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••• I••••••••• A••••••• L••left May 11, 2017, registered Jul 23, 2019 (803 days) · Wirehouse to affiliated broker-dealer or bank
- B••••••• E••• W••••• left R•••• I••••••••• A••••••• L•• for M••••• S•••••• (registered 2023-05-01)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address