RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• B•••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · M••••••S, Nc
- C•••••••• M••••••••• G•••• formerOct 2, 2023 to Aug 26, 2025 · Matthews, Nc
- Z•••• I••••••••• M••••••••• I••• mixed wealthJun 10, 2015 to Aug 10, 2023 · Chicago, Il
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Aug 26, 2025, registered Jul 1, 2025 (-56 days) · RIA to RIA
- Z•••• I••••••••• M••••••••• I••• to C•••••••• M••••••••• G••••left Aug 10, 2023, registered Oct 2, 2023 (53 days) · RIA to RIA
- B•••• M•••••• B••• left C•••••••• M••••••••• G•••• for F•••• P••••••• W•••••• L•• (registered 2025-07-01)Aug 26, 2025 · Advisor changed firm · fact
- B•••• M•••••• B••• left Z•••• I••••••••• M••••••••• I••• for C•••••••• M••••••••• G•••• (registered 2023-10-02)Aug 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address