DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• H••••••• S••••••••
Feed of 09/15/2026
Also filed as Jim Holloway Sciortino
At current firm
4 y
since Oct 28, 2021
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 28, 2021 · Ravenna, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Oct 26, 2021 · Solon, Oh
- M•• F•••••••• S•••••••• I••• formerMar 2, 2017 to Mar 25, 2017 · Solon, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Oct 26, 2021, registered Oct 28, 2021 (2 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address