RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• C•••••• L•• independent RIA currentsince Apr 10, 2026 · Hilton Head Island, Sc
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 19, 2021 to May 3, 2022 · Stamford, Ct
- E•••••• C•••••• M••••••••• L•• formerSep 26, 2019 to Dec 20, 2019 · Scarsdale, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 28, 2018 to Aug 8, 2019 · White Plains, Ny
- C•••••••• G••••• M•••••• I••• to S•••• C•••••• L••left May 3, 2022, registered Apr 10, 2026 (1438 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••• C•••••• M••••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 20, 2019, registered Nov 19, 2021 (700 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Aug 8, 2019, registered Sep 26, 2019 (49 days) · Wirehouse to independent RIA
- M•••••• C•••• left C•••••••• G••••• M•••••• I••• for S•••• C•••••• L•• (registered 2026-04-10)May 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address