DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

S•••• C•••••• L••

Independent wealth managerHarrison, New YorkCRD 326728SEC 801-128087website IAPD

Latest filing Sep 14, 2026

First filing on the tape May 2, 2023 · 18 filings

SEC status approved since May 26, 2023

RAUM

$350M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

95%

$331M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$70.0M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$350M as of Jul 24, 2026

Mar 28, 2024$293M then

HNW client RAUM$303M as of Jul 24, 2026

Mar 28, 2024$247M then

State-registered IARs (5.B.3)6 as of Jul 24, 2026

Mar 28, 20244 then

Employees (5.A)8 as of Jul 24, 2026

Mar 28, 20246 then

Private funds: no history

RAUM +5.9% over the last fiscal yearIARs 4 to 6offices 2 to 1

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $70.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 129derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $777,070derivedHNW RAUM over HNW clients
Average account: $528,019derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +5.9%derivedbetween the last two annual amendments
Advisor growth, one year: +50%derivedItem 5.B.3 between annual amendments
Client growth, one year: -6.8%derived
Compensation: percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody: $81.6M, 85 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$303M87%
Individuals$28.4M8.1%
Corporations and businesses$13.2M3.8%
Charitable organizations$5.4M1.5%

Individual clients: 257reported
HNW clients: 390reported
Pension plan clients: n/areported
Charitable clients: 4reported
Accounts: 663reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $81.6M for 85 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
T••• A••••• S•••••••••Certified Financial Planner, Chartered Financial Consultant	Harrison, Ny	Jun 2, 2023	21 y	4
J••••• P• C••••••••	Harrison, Ny	Jun 2, 2023	16 y	1
S•••••• M•••••• R•••••••	Harrison, Ny	Aug 3, 2023	44 y	3
N••••••• J•••• S••••	Harrison, Ny	Jun 30, 2025	10 y	0
M•••••• C••••	Harrison, Ny	Apr 10, 2026	14 y	3

Advisor movement

1 left, 1 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months

Left, latest

A•••••••• M• A••••• to C••• M••••• F•••••••• L••
Feb 11, 2026 · RIA to a state-registered adviser
S•••• M•••••• T••••• to G••••• T•••• W••••• M••••••••• L••
Jan 17, 2025 · RIA to a newly registered adviser

Joined, latest

M•••••• C•••• from C•••••••• G••••• M•••••• I•••
Apr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
S•••••• M•••••• R••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Aug 3, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
S•••• M•••••• T••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 17, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
T••• A••••• S••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jun 2, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
J••••• P• C•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jun 2, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jun 5, 2023 · Palm Beach Gardens, Fl
2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jun 5, 2023 · New York, Ny

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A•••••••• J•••• · Managing Partner / Client Engagementcontrol
since 06/2023 · owns less than 5%
R•••••••• S••••••• M•••••• · Ceo / Chairmancontrol
since 06/2023 · owns 75% or more
S•••••••• S••••• L•••• · Chief Compliance Officercontrol
since 04/2023 · owns less than 5%
S••••••••• T•••• A••••• · President / Ciocontrol
since 06/2023 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Harrison, Ny · principal	5	1	1
Jupiter, Fl	1	0	0

Offices

Schedule D 1.F, the 25 largest

Jupiter, FL3 employees
, 1 employees

What changed

consecutive filings, newest first

Financial planning clients · 101-250 to 101-250
Jul 24, 2026 to Sep 14, 2026
Succession · false to unset
Jul 24, 2026 to Sep 14, 2026
Accounts · 707 to 663
Nov 14, 2025 to Mar 30, 2026
Advisory employees · 4 to 6
Nov 14, 2025 to Mar 30, 2026
Advisory activities · 7 to 4
Nov 14, 2025 to Mar 30, 2026
Charity clients · unset to 4.0
Nov 14, 2025 to Mar 30, 2026
Corporate clients · 10 to 12
Nov 14, 2025 to Mar 30, 2026
HNW clients · 309 to 390
Nov 14, 2025 to Mar 30, 2026
Individual clients · 385 to 257
Nov 14, 2025 to Mar 30, 2026
Assets in custody · unset to 81619015.0
Nov 14, 2025 to Mar 30, 2026
Custody of client assets · false to true
Nov 14, 2025 to Mar 30, 2026
Employees · 6 to 8
Nov 14, 2025 to Mar 30, 2026
Insurance-licensed employees · 0 to 2
Nov 14, 2025 to Mar 30, 2026
Financial planning clients · 0 to 101-250
Nov 14, 2025 to Mar 30, 2026
State-registered IARs · 4 to 6
Nov 14, 2025 to Mar 30, 2026
Other offices · 2 to 1
Nov 14, 2025 to Mar 30, 2026
Discretionary RAUM · $330M to $349M
Nov 14, 2025 to Mar 30, 2026
HNW RAUM · $260M to $303M
Nov 14, 2025 to Mar 30, 2026
Individual RAUM · $51.1M to $28.4M
Nov 14, 2025 to Mar 30, 2026
Non-discretionary RAUM · $551,350 to $633,903
Nov 14, 2025 to Mar 30, 2026
RAUM · $330M to $350M
Nov 14, 2025 to Mar 30, 2026
Related adviser · false to true
Nov 14, 2025 to Mar 30, 2026
Advisory employees · 5 to 4
May 19, 2025 to Nov 14, 2025
Financial planning clients · 0 to 0
May 19, 2025 to Nov 14, 2025
Accounts · 577 to 707
Sep 12, 2024 to Mar 24, 2025
Advisory employees · 4 to 5
Sep 12, 2024 to Mar 24, 2025
Charity clients · 2.0 to unset
Sep 12, 2024 to Mar 24, 2025
Corporate clients · 11 to 10
Sep 12, 2024 to Mar 24, 2025
HNW clients · 303 to 309
Sep 12, 2024 to Mar 24, 2025
Individual clients · 260 to 385
Sep 12, 2024 to Mar 24, 2025
Pension plan clients · 1.0 to unset
Sep 12, 2024 to Mar 24, 2025
Discretionary RAUM · $287M to $330M
Sep 12, 2024 to Mar 24, 2025
HNW RAUM · $247M to $260M
Sep 12, 2024 to Mar 24, 2025
Individual RAUM · $30.7M to $51.1M
Sep 12, 2024 to Mar 24, 2025
Non-discretionary RAUM · $6.0M to $551,350
Sep 12, 2024 to Mar 24, 2025
Pension RAUM · 312586.0 to unset
Sep 12, 2024 to Mar 24, 2025
RAUM · $293M to $330M
Sep 12, 2024 to Mar 24, 2025
Other offices · 1 to 2
Jul 16, 2024 to Sep 12, 2024
Other offices · 2 to 1
Mar 28, 2024 to Jul 16, 2024
Accounts · 553 to 577
Oct 3, 2023 to Mar 28, 2024

Signals

10 dated events

A•••••••• M• A••••• left S•••• C•••••• L•• for C••• M••••• F•••••••• L•• (registered 2026-02-24)
Feb 11, 2026 · Advisor changed firm · fact
S•••• M•••••• T••••• left S•••• C•••••• L•• for G••••• T•••• W••••• M••••••••• L•• (registered 2025-02-17)
Jan 17, 2025 · Advisor changed firm · fact
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (New York, NY) for S•••• C•••••• L•• within 10 days
Jun 5, 2023 · Team lift-out · derived
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Palm Beach Gardens, FL) for S•••• C•••••• L•• on the same day
Jun 5, 2023 · Team lift-out · derived
David Mitchell Schepps (Owner) no longer on Schedule A of S•••• C•••••• L•• (listed 2023-05-02, absent 2023-06-02)
Jun 2, 2023 · Control person left · inference
M•••••• Stephen Ruvituso (Ceo / Chairman) appeared on Schedule A of S•••• C•••••• L••
Jun 2, 2023 · Control person joined · fact
Andrew Todd Stankiewicz (President / Cio) appeared on Schedule A of S•••• C•••••• L••
Jun 2, 2023 · Control person joined · fact
Julie Ackerman (Managing Partner / Client Engagement) appeared on Schedule A of S•••• C•••••• L••
Jun 2, 2023 · Control person joined · fact
David Mitchell Schepps (Owner) appeared on Schedule A of S•••• C•••••• L••
May 2, 2023 · Control person joined · fact
S•••• C•••••• L•• filed its initial SEC registration (Form ADV)
May 2, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 914-898-3694reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/sykon-capitalreportedpublic record, Form ADV, Sep 18, 2026
Website: S••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 914-898-3694reportedpublic record, Form ADV, Sep 14, 2026
Team page: s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $70.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026