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Registered advisor
T••••••• J••••• W•••
Feed of 09/14/2026
Also filed as T••••••• W•••
At current firm
8 y
since May 2, 2018
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••••••••• F••• A••••••• L• asset manager currentsince May 2, 2018 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 18, 2017 to May 2, 2018 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to D••••••••• F••• A••••••• L•left May 2, 2018, registered May 2, 2018 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address