RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• M•••••
- G•• I••••••••• A••••••• I•• independent RIA currentsince Jan 27, 2021 · Denver, Co
- I••••• I••••••••• A•••••••• L•• asset manager currentsince Nov 19, 2019 · Denver, Co
- G•• I••••••••• A••••••• I•• independent RIANov 19, 2019 to Dec 31, 2020 · Denver, Co
- T•• F•••••••• G•••• independent RIANov 1, 2016 to Aug 5, 2019 · Savannah, Ga
- G•• I••••••••• A••••••• I•• to I••••• I••••••••• A•••••••• L••left Dec 31, 2020, registered Nov 19, 2019 (-408 days) · Other · moved with a team
- T•• F•••••••• G•••• to G•• I••••••••• A••••••• I••left Aug 5, 2019, registered Nov 19, 2019 (106 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address