DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as John W Wiegmann
At current firm
0 y
since Dec 15, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Potomac asset manager currentsince Dec 15, 2025 · Bethesda, Md
- Woodside Investment Counsel LLC unclassifiedApr 22, 2020 to Aug 4, 2021 · Kensington, Md
- Sbsb Financial Advisors formerDec 19, 2018 to Feb 6, 2020 · Mclean, Va
- Wells Fargo Advisors wirehouseDec 22, 2016 to Dec 5, 2018 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Woodside Investment Counsel LLC to Potomacleft Aug 4, 2021, registered Dec 15, 2025 (1594 days) · Other
- Sbsb Financial Advisors to Woodside Investment Counsel LLCleft Feb 6, 2020, registered Apr 22, 2020 (76 days) · Other
- Wells Fargo Advisors to Sbsb Financial Advisorsleft Dec 5, 2018, registered Dec 19, 2018 (14 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address