RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• B•••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Sep 26, 2022 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 15, 2020 to Jul 21, 2022 · St. Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMar 27, 2017 to Jul 2, 2019 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jul 21, 2022, registered Sep 26, 2022 (67 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 2, 2019, registered Jan 15, 2020 (197 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T•••• B••• left R•••••• J•••• • A••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2022-09-26)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address