DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Vargin
Certified Financial Planner
Feed of 09/15/2026
Also filed as Joseph Salvatore Vargin
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Oct 8, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Greenville, De
- Fidelity Personal And Workplace Advisors formerMar 7, 2022 to Mar 31, 2025 · Broomfield, Co
- Stordahl Capital Management, Inc. independent RIAApr 1, 2021 to Nov 10, 2021 · Greenwood Village, Co
- Charles Schwab & Co., Inc. national BDJul 7, 2017 to Apr 30, 2021 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Stordahl Capital Management, Inc. to Fidelity Personal And Workplace Advisorsleft Nov 10, 2021, registered Mar 7, 2022 (117 days) · RIA to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to Stordahl Capital Management, Inc.left Apr 30, 2021, registered Apr 1, 2021 (-29 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address