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Registered advisor
D••••• S•••••••••
Feed of 09/15/2026
Also filed as D••••• I Rupp
At current firm
6 y
since Jul 31, 2020
In the industry
11 y
since Jul 16, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 31, 2020 · Somers, Ny
- R•••••• J•••• • A••••••••• I••• national BDFeb 8, 2019 to Aug 4, 2020 · Greenwich, Ct
- W•••• F•••• A••••••• wirehouseMar 29, 2016 to Feb 12, 2019 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Aug 4, 2020, registered Jul 31, 2020 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Feb 12, 2019, registered Feb 8, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address