RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Anthony J Seifert
- Title
- Private Wealth Advisorreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
- Designations
- MBAreportedaldeninvestmentgroup.comas printed on the bio page, Sep 16, 2026
- Professional profile
- aldeninvestmentgroup.com/people/anthony-seifertreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Alden Investment Group independent RIA currentsince Apr 9, 2025 · Mount Pleasant, Sc
- Kestra Advisory Services, LLC BD affiliatedMay 16, 2022 to Feb 3, 2025 · Mount Pleasant, Sc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 24, 2016 to Apr 22, 2022 · Mount Pleasant, Sc
- 360 Financial Partners, LLC independent RIAFeb 25, 2016 to Aug 23, 2016 · Mount Pleasant, Sc
- Sterne Agee Asset Management, Inc. formerJan 20, 2016 to Jun 16, 2016 · Mt. Pleasant, Sc
- Kestra Advisory Services, LLC to Alden Investment Groupleft Feb 3, 2025, registered Apr 9, 2025 (65 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Kestra Advisory Services, LLCleft Apr 22, 2022, registered May 16, 2022 (24 days) · Wirehouse to affiliated broker-dealer or bank
- 360 Financial Partners, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 23, 2016, registered Aug 24, 2016 (1 days) · RIA to wirehouse
- Sterne Agee Asset Management, Inc. to 360 Financial Partners, LLCleft Jun 16, 2016, registered Feb 25, 2016 (-112 days) · Other
- Anthony J Seifert left Kestra Advisory Services, Llc for Alden Investment Group (registered 2025-04-09)Feb 3, 2025 · Advisor changed firm · fact
- Anthony J Seifert left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Kestra Advisory Services, Llc (registered 2022-05-16)Apr 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address