DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
360 Financial Partners, LLC
Latest filing Mar 6, 2026
First filing on the tape Dec 20, 2021 · 9 filings
SEC status approved since Jan 19, 2022
RAUM
$207M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$201M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$68.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$207M as of Mar 6, 2026
Feb 3, 2022$124M then
HNW client RAUM$140M as of Mar 6, 2026
Feb 3, 2022$48.9M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Feb 3, 20223 then
Employees (5.A)3 as of Mar 6, 2026
Feb 3, 20223 then
Private funds: no history
RAUM +30% over the last fiscal year+23% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $383,146derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M68%
- Individuals$61.0M30%
- Corporations and businesses$4.6M2.2%
- Pension and profit-sharing plans$751,3410.4%
- Charitable organizations$43,3210.0%
- Individual clients
- 211reported
- HNW clients
- 74reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 539reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Randall Dickson Teegardin | Mount Pleasant, Sc | Jun 30, 2014 | 25 y | 1 |
| Dustin Joseph Hughes | Mount Pleasant, Sc | Jun 30, 2014 | 21 y | 2 |
| David Leo Van Rensselaer | Mount Pleasant, Sc | Jun 30, 2014 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Anthony J Seifert to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 23, 2016 · RIA to wirehouse
Joined, latest
- Anthony J Seifert from Sterne Agee Asset Management, Inc.Feb 25, 2016 · Other
- Randall Dickson Teegardin from Next Financial Group, Inc.Jun 30, 2014 · Other
- Dustin Joseph Hughes from Next Financial Group, Inc.Jun 30, 2014 · Other
- David Leo Van Rensselaer from Next Financial Group, Inc.Jun 30, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Dustin Hughes · Managing Member & Chief Compliance Officercontrolsince 08/2006 · owns 50% to 75%
- Dickson Randall Teegardin · Managing Membercontrolsince 07/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Pleasant, Sc · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 6, 2026HNW share of RAUM moved from 49.0% to 68.0% between the annual amendments of 2025-02-21 and 2026-03-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 517 to 539Feb 21, 2025 to Mar 6, 2026
- Corporate clients · 2 to 4Feb 21, 2025 to Mar 6, 2026
- HNW clients · 38 to 74Feb 21, 2025 to Mar 6, 2026
- Individual clients · 246 to 211Feb 21, 2025 to Mar 6, 2026
- Pension plan clients · 1 to 2Feb 21, 2025 to Mar 6, 2026
- Discretionary RAUM · $159M to $207MFeb 21, 2025 to Mar 6, 2026
- HNW RAUM · $77.4M to $140MFeb 21, 2025 to Mar 6, 2026
- Individual RAUM · $79.8M to $61.0MFeb 21, 2025 to Mar 6, 2026
- Pension RAUM · $302,111 to $751,341Feb 21, 2025 to Mar 6, 2026
- RAUM · $159M to $207MFeb 21, 2025 to Mar 6, 2026
- Accounts · 514 to 517Feb 8, 2024 to Feb 21, 2025
- Corporate clients · 3 to 2Feb 8, 2024 to Feb 21, 2025
- HNW clients · 30 to 38Feb 8, 2024 to Feb 21, 2025
- Individual clients · 255 to 246Feb 8, 2024 to Feb 21, 2025
- Financial planning clients · 101-250 to 101-250Feb 8, 2024 to Feb 21, 2025
- Discretionary RAUM · $135M to $159MFeb 8, 2024 to Feb 21, 2025
- HNW RAUM · $61.3M to $77.4MFeb 8, 2024 to Feb 21, 2025
- Individual RAUM · $72.2M to $79.8MFeb 8, 2024 to Feb 21, 2025
- Pension RAUM · $156,365 to $302,111Feb 8, 2024 to Feb 21, 2025
- RAUM · $135M to $159MFeb 8, 2024 to Feb 21, 2025
- Accounts · 498 to 514Jan 16, 2024 to Feb 8, 2024
- HNW clients · 29 to 30Jan 16, 2024 to Feb 8, 2024
- Individual clients · 251 to 255Jan 16, 2024 to Feb 8, 2024
- Discretionary RAUM · $112M to $135MJan 16, 2024 to Feb 8, 2024
- HNW RAUM · $42.9M to $61.3MJan 16, 2024 to Feb 8, 2024
- Individual RAUM · $68.1M to $72.2MJan 16, 2024 to Feb 8, 2024
- Pension RAUM · $91,829 to $156,365Jan 16, 2024 to Feb 8, 2024
- RAUM · $112M to $135MJan 16, 2024 to Feb 8, 2024
- Accounts · 484 to 498Dec 7, 2022 to Feb 3, 2023
- Corporate clients · 4 to 3Dec 7, 2022 to Feb 3, 2023
- Individual clients · 254 to 251Dec 7, 2022 to Feb 3, 2023
- Pension plan clients · 0 to 1Dec 7, 2022 to Feb 3, 2023
- Discretionary RAUM · $124M to $112MDec 7, 2022 to Feb 3, 2023
- HNW RAUM · $48.9M to $42.9MDec 7, 2022 to Feb 3, 2023
- Individual RAUM · $74.9M to $68.1MDec 7, 2022 to Feb 3, 2023
- Pension RAUM · $0 to $91,829Dec 7, 2022 to Feb 3, 2023
- RAUM · $124M to $112MDec 7, 2022 to Feb 3, 2023
- Accounts · 443 to 484Dec 20, 2021 to Feb 3, 2022
- Corporate clients · 3 to 4Dec 20, 2021 to Feb 3, 2022
- HNW clients · 25 to 29Dec 20, 2021 to Feb 3, 2022
Signals
1 dated events
- 360 Financial Partners, Llc filed its initial SEC registration (Form ADV)Dec 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- davevanr@360fp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- dusty@360fp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- partners@360fp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-216-1077reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-216-1067reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/360-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 360FP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 843-216-1077reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- 360fp.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- 360fp.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026