RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• B••••
- C•••• • S••••• C•••••• M••••••••• I••• asset manager currentsince Oct 29, 2021 · New York, Ny
- A••••••••• L••• otherNov 20, 2019 to Oct 18, 2021 · Nashville, Tn
- N••••• A•••• M••••••••• L•• mixed wealthOct 31, 2018 to Nov 11, 2019 · Chicago, Il
- A••••••••• L••• to C•••• • S••••• C•••••• M••••••••• I•••left Oct 18, 2021, registered Oct 29, 2021 (11 days) · Other
- N••••• A•••• M••••••••• L•• to A••••••••• L•••left Nov 11, 2019, registered Nov 20, 2019 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address