DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brendan Vincent Grady
Feed of 09/14/2026
Also filed as Brendan Vincent Grady
At current firm
3 y
since Oct 31, 2022
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gibbs Wealth Management, LLC independent RIA currentsince Oct 31, 2022 · Alpharetta, Ga
- Brookstone Asset Management, LLC asset managerJan 3, 2018 to Dec 31, 2021 · Charlotte, Nc
- Clarity Financial Group, Inc. unclassifiedDec 5, 2017 to Oct 31, 2022 · Pineville, Nc
- Gradient Investments, LLC independent RIANov 6, 2017 to Apr 8, 2019 · Charlotte, Nc
- Questar Asset Management, Inc. formerNov 16, 2016 to Oct 5, 2017 · Charlotte, Nc
- Gradient Investments, LLC independent RIANov 3, 2015 to Jun 2, 2017 · Charlotte, Nc
- Grady Financial Inc. unclassifiedJul 23, 2015 to Oct 20, 2016 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Clarity Financial Group, Inc. to Brookstone Asset Management, LLCleft Oct 31, 2022, registered Jan 3, 2018 (-1762 days) · Other
- Brookstone Asset Management, LLC to Gibbs Wealth Management, LLCleft Dec 31, 2021, registered Oct 31, 2022 (304 days) · RIA to RIA
- Gradient Investments, LLC to Clarity Financial Group, Inc.left Apr 8, 2019, registered Dec 5, 2017 (-489 days) · Other
- Questar Asset Management, Inc. to Gradient Investments, LLCleft Oct 5, 2017, registered Nov 6, 2017 (32 days) · Other
- Gradient Investments, LLC to Questar Asset Management, Inc.left Jun 2, 2017, registered Nov 16, 2016 (-198 days) · Other
- Grady Financial Inc. to Gradient Investments, LLCleft Oct 20, 2016, registered Nov 3, 2015 (-352 days) · Other
Signals
- Brendan Vincent Grady left Clarity Financial Group, Inc. for Brookstone Asset Management, Llc (registered 2018-01-03)Oct 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address