RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• T• C••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 7, 2025 · Milan, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 2, 2022 to Oct 13, 2025 · Milan, Mi
- E••••• J•••• national BDDec 15, 2015 to Dec 8, 2022 · Milan, Mi
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 13, 2025, registered Oct 7, 2025 (-6 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Dec 8, 2022, registered Dec 2, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- A••• T• C•••••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-10-07)Oct 13, 2025 · Advisor changed firm · fact
- A••• T• C•••••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-12-02)Dec 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address