RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M•••
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Mar 23, 2026 · Houston, Tx
- L•• E••••••••• L•• BD affiliatedJul 14, 2025 to Feb 19, 2026 · The Woodlands, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 7, 2023 to Jul 18, 2025 · Baton Rouge, La
- P•••• S••••••••• L•• no RAUMJan 23, 2023 to Oct 31, 2023 · Baton Rouge, La
- S•• BD affiliatedNov 23, 2022 to Jan 10, 2023 · Ann Arbor, Mi
- L•• E••••••••• L•• to F•••• C•••••• A••••••• S•••••••left Feb 19, 2026, registered Mar 23, 2026 (32 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to L•• E••••••••• L••left Jul 18, 2025, registered Jul 14, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Oct 31, 2023, registered Nov 7, 2023 (7 days) · Affiliated broker-dealer or bank to another
- S•• to P•••• S••••••••• L••left Jan 10, 2023, registered Jan 23, 2023 (13 days) · Affiliated broker-dealer or bank to another
- P•••• M••• left L•• E••••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2026-03-23)Feb 19, 2026 · Advisor changed firm · fact
- P•••• M••• left M•• I•••••••• S•••••••• L•• for L•• E••••••••• L•• (registered 2025-07-14)Jul 18, 2025 · Advisor changed firm · fact
- P•••• M••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-11-07)Oct 31, 2023 · Advisor changed firm · fact
- P•••• M••• left Spc for P•••• S••••••••• L•• (registered 2023-01-23)Jan 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address