DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• F•••••••• A••••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 24, 2012 · 29 filings
SEC status approved since Jun 14, 2018
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$298M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$75.2M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$301M as of Mar 31, 2026
Mar 24, 2012$83.8M then
HNW client RAUM$271M as of Mar 31, 2026
Mar 12, 2019$119M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 24, 20120 then
Employees (5.A)7 as of Mar 31, 2026
Mar 19, 20133 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 3 to 4offices 1 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $75.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $384,903derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$271M90%
- Individuals$26.9M8.9%
- Pension and profit-sharing plans$2.3M0.8%
- Individual clients
- 43reported
- HNW clients
- 106reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 781reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D••• W•••Certified Financial Planner | Gilbert, Az | May 23, 2001 | 28 y | 0 |
| M••••••• E••• M••••••Certified Financial Planner, Chartered Financial Analyst | Gilbert, Az | Dec 10, 2021 | 29 y | 1 |
| A•••••• E••••• C••• | Miami, Fl | Oct 31, 2024 | 12 y | 0 |
| J••••••• L••••• S•••••••• | Montvale, Nj | Nov 23, 2025 | 12 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L•••• M••••••• W••••••••• to C••••••• P•••• W••••• M••••••••• L••Jan 24, 2019 · RIA to RIA
Joined, latest
- J••••••• L••••• S•••••••• from C••••••• P•••• W••••• M•••••••••Nov 23, 2025 · RIA to RIA
- M••••••• E••• M•••••• from T•• E••••••••• G••••• I•••Dec 10, 2021 · Other
- L•••• M••••••• W••••••••• from O•••• F•• I•••Sep 3, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• M•••••••• E••• · Chief Investment Officercontrolsince 05/2011 · owns 10% to 25%
- W•••• B••••• D••• · President And Chief Compliance Officercontrolsince 01/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gilbert, Az | 4 | 1 | 0 | ||
| Miami, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 678 to 781Nov 14, 2025 to Mar 31, 2026
- Advisory employees · 3 to 5Nov 14, 2025 to Mar 31, 2026
- HNW clients · 96 to 106Nov 14, 2025 to Mar 31, 2026
- Individual clients · 48 to 43Nov 14, 2025 to Mar 31, 2026
- Employees · 6 to 7Nov 14, 2025 to Mar 31, 2026
- State-registered IARs · 3 to 4Nov 14, 2025 to Mar 31, 2026
- Other offices · 2 to 3Nov 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $261M to $301MNov 14, 2025 to Mar 31, 2026
- HNW RAUM · $231M to $271MNov 14, 2025 to Mar 31, 2026
- Individual RAUM · $28.1M to $26.9MNov 14, 2025 to Mar 31, 2026
- Pension RAUM · $2.5M to $2.3MNov 14, 2025 to Mar 31, 2026
- RAUM · $261M to $301MNov 14, 2025 to Mar 31, 2026
- Business name · T••••••••• F•••••••• A••••••• G••••• I••• to T••••••••• F•••••••• A••••••• G••••• L••May 17, 2025 to Nov 14, 2025
- Legal name · T••••••••• F•••••••• A••••••• G••••• I••• to T••••••••• F•••••••• A••••••• G••••• L••May 17, 2025 to Nov 14, 2025
- Other offices · 1 to 2May 17, 2025 to Nov 14, 2025
- Organization form · Corporation to Limited Liability CompanyMay 17, 2025 to Nov 14, 2025
- Financial planning clients · 101-250 to 101-250Feb 13, 2025 to May 17, 2025
- Accounts · 649 to 678Feb 21, 2024 to Feb 13, 2025
- Advisory employees · 2 to 3Feb 21, 2024 to Feb 13, 2025
- HNW clients · 90 to 96Feb 21, 2024 to Feb 13, 2025
- Individual clients · 42 to 48Feb 21, 2024 to Feb 13, 2025
- Financial planning clients · 0 to 101-250Feb 21, 2024 to Feb 13, 2025
- HQ city · unset to Feb 21, 2024 to Feb 13, 2025
- HQ state · unset to Feb 21, 2024 to Feb 13, 2025
- State-registered IARs · 2 to 3Feb 21, 2024 to Feb 13, 2025
- Discretionary RAUM · $224M to $261MFeb 21, 2024 to Feb 13, 2025
- HNW RAUM · $200M to $231MFeb 21, 2024 to Feb 13, 2025
- Individual RAUM · $22.3M to $28.1MFeb 21, 2024 to Feb 13, 2025
- Pension RAUM · $1.4M to $2.5MFeb 21, 2024 to Feb 13, 2025
- RAUM · $224M to $261MFeb 21, 2024 to Feb 13, 2025
- Accounts · 641 to 649Sep 13, 2023 to Feb 17, 2024
- Advisory employees · 4 to 2Sep 13, 2023 to Feb 17, 2024
- HNW clients · 88 to 90Sep 13, 2023 to Feb 17, 2024
- Individual clients · 38 to 42Sep 13, 2023 to Feb 17, 2024
- Financial planning clients · 51-100 to 0Sep 13, 2023 to Feb 17, 2024
- Discretionary RAUM · $190M to $224MSep 13, 2023 to Feb 17, 2024
- HNW RAUM · $172M to $200MSep 13, 2023 to Feb 17, 2024
- Individual RAUM · $17.7M to $22.3MSep 13, 2023 to Feb 17, 2024
- Pension RAUM · unset to 1395532.0Sep 13, 2023 to Feb 17, 2024
- RAUM · $190M to $224MSep 13, 2023 to Feb 17, 2024
Signals
3 dated events
- Elizabeth Kathleen Wruk (Trustee/Beneficiary) no longer on Schedule A of T••••••••• F•••••••• A••••••• G••••• L•• (listed 2019-03-12, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
- Evan Mitchell Marenus (Chief Investment Officer) appeared on Schedule A of T••••••••• F•••••••• A••••••• G••••• L••Mar 12, 2019 · Control person joined · fact
- T••••••••• F•••••••• A••••••• G••••• I••• filed its initial SEC registration (Form ADV)May 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/T•••••••••-FINANCIAL-ADVISOreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.CANADIANINAMERICA.CAreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (480) 722-9414reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026