RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••• H••••••
- P•••••• F•••••••• G•••• state registered currentsince Dec 23, 2025 · Osprey, Fl
- L••••••• S••••••••• C•••• BD affiliatedOct 29, 2018 to Dec 31, 2025 · Ocala, Fl
- F•••••••• E••••• S•••••••• I••• formerJul 21, 2015 to Oct 30, 2018 · Jacksonville, Fl
- L••••••• S••••••••• C•••• to P•••••• F•••••••• G••••left Dec 31, 2025, registered Dec 23, 2025 (-8 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••••••• E••••• S•••••••• I••• to L••••••• S••••••••• C••••left Oct 30, 2018, registered Oct 29, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- K•••• J••• H•••••• left L••••••• S••••••••• C•••• for P•••••• F•••••••• G•••• (registered 2025-12-23)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address