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RIA Intelligence

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Registered advisor

C•••• B••••••

A••••••••• F•••••••• S•••••••• L••national BDCincinnati, Oh dual registrantIAPD 6531667

Feed of 09/14/2026

Also filed as C•••• Michelle B••••••

At current firm

0 y

since Jun 22, 2026

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 22, 2026 · Cincinnati, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 5, 2024 to Apr 1, 2026 · Cincinnati, Oh
C•••••• S••••• • C••• I••• national BD
Jul 13, 2022 to Jul 3, 2023 · Westlake, Tx
F••••• I••••••••• independent RIA
Dec 20, 2021 to May 18, 2022 · Plano, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 11, 2018 to Aug 18, 2020 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 1, 2026, registered Jun 22, 2026 (82 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 3, 2023, registered Nov 5, 2024 (491 days) · Affiliated broker-dealer or bank to wirehouse
F••••• I••••••••• to C•••••• S••••• • C••• I•••
left May 18, 2022, registered Jul 13, 2022 (56 days) · RIA to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••
left Aug 18, 2020, registered Dec 20, 2021 (489 days) · Affiliated broker-dealer or bank to independent RIA

Signals

C•••• B•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-06-22)
Apr 1, 2026 · Advisor changed firm · fact
C•••• B•••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-11-05)
Jul 3, 2023 · Advisor changed firm · fact
C•••• B•••••• left F••••• I••••••••• for C•••••• S••••• • C••• I••• (registered 2022-07-13)
May 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address