RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A•••••••• V••••••
- V•••••• I••••••••• C•••••• L•• state registered currentsince Nov 15, 2019 · Plymouth, Mi
- B••••• • A••••••••• I•• unclassifiedDec 26, 2018 to Oct 31, 2019 · Uniontown, Oh
- K••••••• I••••••••• C••••••• I••• formerDec 8, 2016 to Sep 6, 2018 · Omaha, Ne
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 7, 2015 to Nov 15, 2016 · Canton, Oh
- B••••• • A••••••••• I•• to V•••••• I••••••••• C•••••• L••left Oct 31, 2019, registered Nov 15, 2019 (15 days) · Other
- K••••••• I••••••••• C••••••• I••• to B••••• • A••••••••• I••left Sep 6, 2018, registered Dec 26, 2018 (111 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••••• I••••••••• C••••••• I•••left Nov 15, 2016, registered Dec 8, 2016 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address