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Registered advisor
T•••• A••••• Y••••
Feed of 09/14/2026
Also filed as T•••• Y••••
At current firm
8 y
since Jan 17, 2018
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 17, 2018 · Chandler, Az
- E•••••• C•••••• M••••••••• L•• formerFeb 28, 2017 to Dec 19, 2017 · Scottsdale, Az
- E••••• J•••• national BDOct 21, 2015 to Feb 21, 2017 · Gilbert, Az
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 19, 2017, registered Jan 17, 2018 (29 days) · Other
- E••••• J•••• to E•••••• C•••••• M••••••••• L••left Feb 21, 2017, registered Feb 28, 2017 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address