RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• R•••••• W•••••••
- N••••• A•••• M••••••••• L•• mixed wealth currentsince Jul 7, 2021 · Chicago, Il
- I•••••• A•••••••• I••• asset managerDec 19, 2019 to Jun 11, 2021 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDNov 5, 2019 to Dec 17, 2019 · St. Petersburg, Fl
- I•••••• A•••••••• I••• to N••••• A•••• M••••••••• L••left Jun 11, 2021, registered Jul 7, 2021 (26 days) · Other
- R•••••• J•••• • A••••••••• I••• to I•••••• A•••••••• I•••left Dec 17, 2019, registered Dec 19, 2019 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address