RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••••• E•••••••• H•••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 8, 2026 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMar 27, 2025 to Dec 18, 2025 · Newton, Ma
- J••• M••••• S••••••••• L•• wirehouseApr 24, 2023 to Mar 21, 2025 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 28, 2022 to Apr 17, 2023 · Boston, Ma
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Dec 18, 2025, registered Jan 8, 2026 (21 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Mar 21, 2025, registered Mar 27, 2025 (6 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 17, 2023, registered Apr 24, 2023 (7 days) · Wirehouse to wirehouse
- R••••••• E•••••••• H••• left L•• F•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-01-08)Dec 18, 2025 · Advisor changed firm · fact
- R••••••• E•••••••• H••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-03-27)Mar 21, 2025 · Advisor changed firm · fact
- R••••••• E•••••••• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-04-24)Apr 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address