DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley James Ferrell
Feed of 09/14/2026
Also filed as Bradley James Ferrell
At current firm
0 y
since Nov 8, 2025
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Trust Advisors LP asset manager currentsince Nov 8, 2025 · Wheaton, Il
- Osaic Fa, Inc. formerMar 29, 2021 to Mar 24, 2022 · Addison, Tx
- Advice And Planning Services BD affiliatedOct 30, 2018 to Mar 4, 2021 · Frisco, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to First Trust Advisors LPleft Mar 24, 2022, registered Nov 8, 2025 (1325 days) · Other
- Advice And Planning Services to Osaic Fa, Inc.left Mar 4, 2021, registered Mar 29, 2021 (25 days) · Affiliated broker-dealer or bank to another
Signals
- Bradley James Ferrell left Osaic Fa, Inc. for First Trust Advisors Lp (registered 2025-11-08)Mar 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address