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Registered advisor
K••• A••• L••••••
Feed of 09/14/2026
Also filed as K••• A••• L••••••
At current firm
4 y
since May 24, 2022
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince May 24, 2022 · Fayetteville, Ar
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 7, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 1, 2017 to Jul 13, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• I••••••••• A•••••••• L••left Mar 7, 2022, registered May 24, 2022 (78 days) · Other
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- K••• A••• L•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• I••••••••• A•••••••• L•• (registered 2022-05-24)Mar 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address