RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• M• W••••
- R•• C•••••• M••••••• L•• national BD currentsince Jul 7, 2026 · Wauwatosa, Wi
- E••••• J•••• national BDOct 3, 2022 to Jun 22, 2026 · St. Louis, Mo
- R••••• W• B•••• • C•• I••••••••• mixed wealthJun 2, 2021 to Sep 25, 2022 · Milwaukee, Wi
- E••••• J•••• to R•• C•••••• M••••••• L••left Jun 22, 2026, registered Jul 7, 2026 (15 days) · Affiliated broker-dealer or bank to another
- R••••• W• B•••• • C•• I••••••••• to E••••• J••••left Sep 25, 2022, registered Oct 3, 2022 (8 days) · RIA to affiliated broker-dealer or bank
- K••••• M• W•••• left E••••• J•••• for R•• C•••••• M••••••• L•• (registered 2026-07-07)Jun 22, 2026 · Advisor changed firm · fact
- K••••• M• W•••• left R••••• W• B•••• • C•• I••••••••• for E••••• J•••• (registered 2022-10-03)Sep 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address