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Registered advisor
R••• Y•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••• Kazuo Y•••••
At current firm
0 y
since Apr 14, 2026
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Apr 14, 2026 · Scottsdale, Az
- S••••••••• A•••••• A•••••••• I••• formerDec 1, 2022 to Jun 14, 2024 · La Vista, Ne
- C••• L•• BD affiliatedJun 11, 2019 to Dec 1, 2022 · Omaha, Ne
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAFeb 26, 2016 to Jan 31, 2019 · O••••, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Apr 14, 2026 (669 days) · corporate re-registration, not a move
- C••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 1, 2022, registered Dec 1, 2022 (0 days) · Affiliated broker-dealer or bank to another
- M••••• O• O•••• I••••••• S•••••••• I••• to C••• L••left Jan 31, 2019, registered Jun 11, 2019 (131 days) · Other
Signals
- R••• Y••••• left C••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-12-01)Dec 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address