RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• C•••••••• D••••
- C••••• P••••••• L•• independent RIA currentsince Jan 10, 2023 · New York, Ny
- M••••••• C•••••• M••••••••• L•• formerAug 3, 2021 to Mar 3, 2023 · Towson, Md
- R•• C•••••• M••••••• L•• national BDJun 23, 2017 to Mar 23, 2021 · Hunt Valley, Md
- M••••••• C•••••• M••••••••• L•• to C••••• P••••••• L••left Mar 3, 2023, registered Jan 10, 2023 (-52 days) · RIA to RIA · moved with a team
- R•• C•••••• M••••••• L•• to M••••••• C•••••• M••••••••• L••left Mar 23, 2021, registered Aug 3, 2021 (133 days) · Affiliated broker-dealer or bank to independent RIA
- M•••• C•••••••• D•••• left M••••••• C•••••• M••••••••• L•• for C••••• P••••••• L•• (registered 2023-01-10)Mar 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address