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Registered advisor
C••••••• J•••• A••••••••
Feed of 09/15/2026
Also filed as C••••••• J•••• Gonzalez
At current firm
1 y
since Apr 25, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 25, 2025 · Scottsdale, Az
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2024 to Apr 29, 2025 · Scottsdale, Az
- O•••• W•••••• I••• BD affiliatedDec 5, 2023 to Nov 1, 2024 · Scottsdale, Az
- C••••• A••••••• L•• formerJul 15, 2022 to Nov 30, 2023 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 29, 2025, registered Apr 25, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Nov 1, 2024, registered Nov 12, 2024 (11 days) · Affiliated broker-dealer or bank to another
- C••••• A••••••• L•• to O•••• W•••••• I•••left Nov 30, 2023, registered Dec 5, 2023 (5 days) · Affiliated broker-dealer or bank to another
Signals
- C••••••• J•••• A•••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-25)Apr 29, 2025 · Advisor changed firm · fact
- C••••••• J•••• A•••••••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-11-12)Nov 1, 2024 · Advisor changed firm · fact
- C••••••• J•••• A•••••••• left C••••• A••••••• L•• for O•••• W•••••• I••• (registered 2023-12-05)Nov 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address