RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• B••••••• G•••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 15, 2022 · San Francisco, Ca
- O••••••••• • C•• I••• BD affiliatedSep 29, 2017 to Sep 23, 2022 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 21, 2017 to Oct 4, 2017 · San Francisco, Ca
- O••••••••• • C•• I••• to W•••• F•••• A•••••••left Sep 23, 2022, registered Sep 15, 2022 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••left Oct 4, 2017, registered Sep 29, 2017 (-5 days) · Other · moved with a team
- J••••• B••••••• G••••• left O••••••••• • C•• I••• for W•••• F•••• A••••••• (registered 2022-09-15)Sep 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address