DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Edward Seales

Schwab Wealth Advisory, Inc.no RAUMWestlake, Txdual registrantIAPD 6549441

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kevin E Seales

At current firm

0 y

since Jun 6, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Schwab Wealth Advisory, Inc. no RAUM current
since Jun 6, 2026 · Westlake, Tx
Everest Financial Group independent RIA
May 29, 2025 to May 5, 2026 · Minneapolis, Mn
Osaic Wealth, Inc. BD affiliated
May 16, 2025 to May 27, 2025 · Minneapolis, Mn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 24, 2023 to May 19, 2025 · New York, Ny
Scottrade Investment Management former
Feb 3, 2017 to Mar 9, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Everest Financial Group to Schwab Wealth Advisory, Inc.
left May 5, 2026, registered Jun 6, 2026 (32 days) · Other
Osaic Wealth, Inc. to Everest Financial Group
left May 27, 2025, registered May 29, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osaic Wealth, Inc.
left May 19, 2025, registered May 16, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Scottrade Investment Management to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 9, 2018, registered May 24, 2023 (1902 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

Kevin Edward Seales left Everest Financial Group for Schwab Wealth Advisory, Inc. (registered 2026-06-06)
May 5, 2026 · Advisor changed firm · fact
Kevin Edward Seales left Osaic Wealth, Inc. for Everest Financial Group (registered 2025-05-29)
May 27, 2025 · Advisor changed firm · fact
Kevin Edward Seales left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Osaic Wealth, Inc. (registered 2025-05-16)
May 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address