RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• R•••••••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Aug 27, 2021 · Lincoln, Ne
- C•••••• A••••••• S•••••••• L•• independent RIAFeb 27, 2020 to Aug 26, 2021 · Omaha, Ne
- Z••• F••••••••• L•• formerJan 18, 2019 to Jan 3, 2020 · Lincoln, Ne
- B••••••••• W••••• A•••••••• L•• no RAUMMay 25, 2017 to Jan 18, 2019 · Lincoln, Ne
- R•••• F••• M••••••••• L•• independent RIASep 24, 2015 to May 17, 2017 · Lincoln, Ne
- C•••••• A••••••• S•••••••• L•• to I••••• P••••••••• W•••••• L••left Aug 26, 2021, registered Aug 27, 2021 (1 days) · RIA to a newly registered adviser
- Z••• F••••••••• L•• to C•••••• A••••••• S•••••••• L••left Jan 3, 2020, registered Feb 27, 2020 (55 days) · RIA to RIA
- B••••••••• W••••• A•••••••• L•• to Z••• F••••••••• L••left Jan 18, 2019, registered Jan 18, 2019 (0 days) · RIA to RIA
- R•••• F••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left May 17, 2017, registered May 25, 2017 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address