DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• N••• S••••

A••••• W••••• M•••••••••state registeredWooster, OhIA-onlyIAPD 6553446

Feed of 09/14/2026

Also filed as Greg S••••

At current firm

1 y

since Feb 20, 2025

In the industry

17 y

since Apr 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• W••••• M••••••••• state registered current
since Feb 20, 2025 · Wooster, Oh
A• W••••• M••••••••• L•• BD affiliated
Mar 29, 2023 to Feb 14, 2025 · Wooster, Oh
K••••• W••••• M••••••••• state registered
Apr 21, 2020 to Mar 16, 2023 · Beachwood, Oh
G••••• F•••••••• P•••••• C••••••• I••• former
Sep 3, 2015 to Jun 27, 2019 · Wooster, Oh

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to A••••• W••••• M•••••••••
left Feb 14, 2025, registered Feb 20, 2025 (6 days) · RIA to a state-registered adviser · moved with a team
K••••• W••••• M••••••••• to A• W••••• M••••••••• L••
left Mar 16, 2023, registered Mar 29, 2023 (13 days) · Other
G••••• F•••••••• P•••••• C••••••• I••• to K••••• W••••• M•••••••••
left Jun 27, 2019, registered Apr 21, 2020 (299 days) · RIA to a state-registered adviser

Signals

G•••••• N••• S•••• left A• W••••• M••••••••• L•• for A••••• W••••• M••••••••• (registered 2025-02-20)
Feb 14, 2025 · Advisor changed firm · fact
G•••••• N••• S•••• left K••••• W••••• M••••••••• for A• W••••• M••••••••• L•• (registered 2023-03-29)
Mar 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address