S••••• R•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Aug 8, 2019 · Fort Lauderdale, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 18, 2017 to Oct 2, 2018 · Ft Lauderdale, Fl
• F•••• C•••••• A••••••• S••••••• BD affiliated
  Dec 1, 2016 to Oct 18, 2017 · Davie, Fl
• L•• F•••••••• L•• BD affiliated
  Apr 8, 2016 to Nov 25, 2016 · Miramar, Fl

• A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Oct 2, 2018, registered Aug 8, 2019 (310 days) · Affiliated broker-dealer or bank to another
• F•••• C•••••• A••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 18, 2017, registered Oct 18, 2017 (0 days) · Other
• L•• F•••••••• L•• to F•••• C•••••• A••••••• S•••••••
  left Nov 25, 2016, registered Dec 1, 2016 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address