RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••••• O••••••
- C•••••• independent RIA currentsince Dec 6, 2022 · Morristown, Nj
- R••••••••• formerApr 16, 2019 to Mar 31, 2023 · Morristown, Nj
- B••••• T•••• formerMay 12, 2016 to Dec 1, 2017 · Morristown,, Nj
- B••••• T•••• independent RIAMay 12, 2016 to Apr 10, 2019 · Morristown, Nj
- R••••••••• to C••••••left Mar 31, 2023, registered Dec 6, 2022 (-115 days) · corporate re-registration, not a move
- B••••• T•••• to R•••••••••left Apr 10, 2019, registered Apr 16, 2019 (6 days) · RIA to RIA
- B••••• T•••• to B••••• T••••left Dec 1, 2017, registered May 12, 2016 (-568 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address