RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W• J••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Aug 12, 2024 · Milwaukee, Wi
- P•••• S••••••••• L•• no RAUMSep 22, 2021 to Jun 6, 2024 · Wauwatosa, Wi
- P•••• S••••••••• L•• no RAUMAug 3, 2021 to Sep 15, 2021 · Wauwatosa, Wi
- A•••• W••••• M••••••••• L•• independent RIAAug 9, 2017 to Jun 1, 2021 · Brookfield, Wi
- P•••• S••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jun 6, 2024, registered Aug 12, 2024 (67 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• W••••• M••••••••• L•• to P•••• S••••••••• L••left Jun 1, 2021, registered Aug 3, 2021 (63 days) · RIA to affiliated broker-dealer or bank
- R••••• W• J•••••• left P•••• S••••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2024-08-12)Jun 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address