DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C•••••• K••

F••••••independent RIASan Francisco, Ca IA-onlyIAPD 6563403

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Jun 11, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Jun 11, 2024 · Newark, Ca
F•••••••• L••• F••••• L•• former
Mar 13, 2023 to Aug 7, 2024 · Philadelphia, Pa
F••••• W••••• C••••••••• I••• former
Mar 5, 2021 to Jun 17, 2021 · San Jose, Ca
A•••••••• W••••• P•••••••• L•• unclassified
Jun 5, 2018 to Jul 27, 2023 · Newark, Ca
G•••••• B••••• L•• independent RIA
Nov 12, 2015 to Apr 10, 2018 · Redwood City, Ca

Moves

a registration end followed by a registration begin elsewhere

F•••••••• L••• F••••• L•• to F••••••
left Aug 7, 2024, registered Jun 11, 2024 (-57 days) · RIA to RIA
A•••••••• W••••• P•••••••• L•• to F••••• W••••• C••••••••• I•••
left Jul 27, 2023, registered Mar 5, 2021 (-874 days) · Other
F••••• W••••• C••••••••• I••• to F•••••••• L••• F••••• L••
left Jun 17, 2021, registered Mar 13, 2023 (634 days) · Other
G•••••• B••••• L•• to A•••••••• W••••• P•••••••• L••
left Apr 10, 2018, registered Jun 5, 2018 (56 days) · Other

Signals

J••••• C•••••• K•• left F•••••••• L••• F••••• L•• for Farther (registered 2024-06-11)
Aug 7, 2024 · Advisor changed firm · fact
J••••• C•••••• K•• left A•••••••• W••••• P•••••••• L•• for F••••• W••••• C••••••••• I••• (registered 2021-03-05)
Jul 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address