DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Financial Life Focus, LLC

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 152904SEC 801-71195IAPD
Latest filing Jan 23, 2024
First filing on the tape Mar 15, 2012 · 54 filings
RAUM
$379M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$379M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$379M as of Jan 23, 2024
Mar 15, 2012$155M then
HNW client RAUM$328M as of Jan 23, 2024
Mar 20, 2018$181M then
State-registered IARs (5.B.3)7 as of Jan 23, 2024
Mar 15, 20120 then
Employees (5.A)8 as of Jan 23, 2024
Apr 1, 20138 then
Private funds: no history
RAUM +22% over the last fiscal year+14% a year over threeIARs 6 to 7offices 4 to 6
Practice profile
derived from the filing of Jan 23, 2024; every figure names its basis
RAUM per advisor
$54.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.6MderivedHNW RAUM over HNW clients
Average account
$626,121derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.0derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.5%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$109,291, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$328M86%
  • Individuals$51.9M14%
Individual clients
124reported
HNW clients
91reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
606reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$109,291 for 1 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • David Jeremy Levinn · President And Chief Compliance Officercontrol
      since 01/2020 · owns 75% or more
    • Chuo-Ju Joseph Kuo · Financial Planner
      since 03/2023 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Auburndale, Ma000
    Melbourne, Fl000
    New York, Ny000
    Philadelphia, Pa · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Newark, CA1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 567 to 606
      Dec 12, 2023 to Jan 23, 2024
    • HNW clients · 77 to 91
      Dec 12, 2023 to Jan 23, 2024
    • Individual clients · 123 to 124
      Dec 12, 2023 to Jan 23, 2024
    • Assets in custody · $336,450 to $109,291
      Dec 12, 2023 to Jan 23, 2024
    • Insurance-licensed employees · 1 to 0
      Dec 12, 2023 to Jan 23, 2024
    • Financial planning clients · 101-250 to 0
      Dec 12, 2023 to Jan 23, 2024
    • HNW RAUM · $262M to $328M
      Dec 12, 2023 to Jan 23, 2024
    • Individual RAUM · $49.2M to $51.9M
      Dec 12, 2023 to Jan 23, 2024
    • Non-discretionary RAUM · $312M to $379M
      Dec 12, 2023 to Jan 23, 2024
    • RAUM · $312M to $379M
      Dec 12, 2023 to Jan 23, 2024
    • Financial planning clients · 1-10 to 101-250
      Aug 22, 2023 to Sep 15, 2023
    • Other offices · 5 to 6
      May 24, 2023 to Aug 22, 2023
    • Advisory employees · 6 to 7
      Feb 6, 2023 to Mar 13, 2023
    • Insurance-licensed employees · 0 to 1
      Feb 6, 2023 to Mar 13, 2023
    • State-registered IARs · 6 to 7
      Feb 6, 2023 to Mar 13, 2023
    • Other offices · 4 to 5
      Feb 6, 2023 to Mar 13, 2023
    • Accounts · 554 to 567
      Jan 27, 2023 to Feb 3, 2023
    • HNW clients · 96 to 77
      Jan 27, 2023 to Feb 3, 2023
    • Individual clients · 102 to 123
      Jan 27, 2023 to Feb 3, 2023
    • Assets in custody · $890,000 to $336,450
      Jan 27, 2023 to Feb 3, 2023
    • HQ city · LIVINGSTON to PHILADELPHIA
      Jan 27, 2023 to Feb 3, 2023
    • HQ state · NJ to PA
      Jan 27, 2023 to Feb 3, 2023
    • Other offices · 3 to 4
      Jan 27, 2023 to Feb 3, 2023
    • HNW RAUM · $202M to $262M
      Jan 27, 2023 to Feb 3, 2023
    • Individual RAUM · $113M to $49.2M
      Jan 27, 2023 to Feb 3, 2023
    • Non-discretionary RAUM · $317M to $312M
      Jan 27, 2023 to Feb 3, 2023
    • Pension RAUM · 2128289.0 to unset
      Jan 27, 2023 to Feb 3, 2023
    • RAUM · $317M to $312M
      Jan 27, 2023 to Feb 3, 2023
    • HNW clients · 71 to 96
      Jan 31, 2022 to Feb 24, 2022
    • Individual clients · 477 to 102
      Jan 31, 2022 to Feb 24, 2022
    • Accounts · 542 to 554
      Mar 30, 2021 to Jan 31, 2022
    • HNW clients · 64 to 71
      Mar 30, 2021 to Jan 31, 2022
    • Individual clients · 473 to 477
      Mar 30, 2021 to Jan 31, 2022
    • Assets in custody · unset to 890000.0
      Mar 30, 2021 to Jan 31, 2022
    • Custody of client assets · false to true
      Mar 30, 2021 to Jan 31, 2022
    • Employees · 9 to 8
      Mar 30, 2021 to Jan 31, 2022
    • Other offices · 1 to 3
      Mar 30, 2021 to Jan 31, 2022
    • HNW RAUM · $153M to $202M
      Mar 30, 2021 to Jan 31, 2022
    • Individual RAUM · $99.9M to $113M
      Mar 30, 2021 to Jan 31, 2022
    • Non-discretionary RAUM · $254M to $317M
      Mar 30, 2021 to Jan 31, 2022
    Signals
    7 dated events
    • Joseph Chuo-Ju Kuo left Financial Life Focus, Llc for Farther (registered 2024-06-11)
      Aug 7, 2024 · Advisor changed firm · fact
    • Hugues Gaston Rivard left Financial Life Focus, Llc for Farther (registered 2024-06-10)
      Aug 7, 2024 · Advisor changed firm · fact
    • Jeremy David Levinn left Financial Life Focus, Llc for Farther (registered 2024-06-10)
      Aug 7, 2024 · Advisor changed firm · fact
    • Mollie Sebak left Financial Life Focus, Llc for Farther (registered 2024-06-24)
      Aug 7, 2024 · Advisor changed firm · fact
    • Olga Leka Raykhelson left Financial Life Focus, Llc for Farther (registered 2024-06-11)
      Aug 7, 2024 · Advisor changed firm · fact
    • 2 advisors left Financial Life Focus, LLC (Philadelphia, PA) for Farther on the same day
      Aug 7, 2024 · Team lift-out · derived
    • Frank Michael Kay (Managing Member/President/Chief Compliance Officer) no longer on Schedule A of Financial Life Focus, Llc (listed 2021-03-30, absent 2022-01-31)
      Jan 31, 2022 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026