DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• R• H••••••

W•••••• B•••• • C•••••• L•••••BD affiliatedLake Bluff, Il dual registrantIAPD 6564453

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as James Richard Hammack

At current firm

2 y

since May 24, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• B•••• • C•••••• L••••• BD affiliated current
since May 24, 2024 · Lake Bluff, Il
I••••••••• C•••••• former
Oct 30, 2020 to Jul 30, 2024 · Chicago, Il
I••••••••• C••••••• L•• former
Oct 30, 2018 to Oct 14, 2020 · Chicago, Il
K••••• A••••••• S•••••••• L•• BD affiliated
Oct 11, 2016 to Oct 17, 2017 · Northbrook, Il

Moves

a registration end followed by a registration begin elsewhere

I••••••••• C•••••• to W•••••• B•••• • C•••••• L•••••
left Jul 30, 2024, registered May 24, 2024 (-67 days) · RIA to affiliated broker-dealer or bank
I••••••••• C••••••• L•• to I••••••••• C••••••
left Oct 14, 2020, registered Oct 30, 2020 (16 days) · channel change inside one enterprise, not a move · moved with a team
K••••• A••••••• S•••••••• L•• to I••••••••• C••••••• L••
left Oct 17, 2017, registered Oct 30, 2018 (378 days) · Other

Signals

J•••• R• H•••••• left I••••••••• C•••••• for W•••••• B•••• • C•••••• L••••• (registered 2024-05-24)
Jul 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address