DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• P••• M•••••••••

R•••••• J•••• • A••••••••• I•••national BDBurlington, Madual registrantIAPD 6565014

Feed of 09/14/2026

Also filed as G••••• P••• M•••••••••

At current firm

2 y

since Apr 24, 2024

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Apr 24, 2024 · Burlington, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 10, 2022 to Apr 19, 2024 · Burlington, Ma
C•••••• S••••• • C••• I••• national BD
Jan 30, 2018 to Aug 16, 2022 · Providence, Ri
M••••• S•••••• wirehouse
Jul 18, 2016 to Dec 19, 2017 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Apr 19, 2024, registered Apr 24, 2024 (5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 16, 2022, registered Aug 10, 2022 (-6 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to C•••••• S••••• • C••• I•••
left Dec 19, 2017, registered Jan 30, 2018 (42 days) · Wirehouse to affiliated broker-dealer or bank

Signals

G••••• P••• M••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-04-24)
Apr 19, 2024 · Advisor changed firm · fact
G••••• P••• M••••••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-10)
Aug 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address