DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristopher Williams
Feed of 09/16/2026
Also filed as Kris Williams
At current firm
0 y
since Sep 15, 2026
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Schwab Wealth Advisory, Inc. no RAUM currentsince Sep 15, 2026 · Lone Tree, Co
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 6, 2023 to Jan 20, 2026 · Greeley, Co
- Schwab Wealth Advisory, Inc. no RAUMFeb 21, 2020 to Aug 9, 2023 · Stamford, Ct
- Charles Schwab & Co., Inc. national BDFeb 24, 2017 to Feb 21, 2020 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Schwab Wealth Advisory, Inc.left Jan 20, 2026, registered Sep 15, 2026 (238 days) · Other
- Schwab Wealth Advisory, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 9, 2023, registered Sep 6, 2023 (28 days) · Other
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Feb 21, 2020, registered Feb 21, 2020 (0 days) · channel change inside one enterprise, not a move
Signals
- Kristopher Williams registered as an investment adviser representative at Schwab Wealth Advisory, Inc.Sep 15, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address