DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• F•••••

L•• E••••••••• L••BD affiliatedEnglewood, Codual registrantIAPD 6566307

Feed of 09/14/2026

Also filed as Tyler Louis Franks

At current firm

0 y

since Aug 12, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Aug 12, 2026 · Englewood, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 26, 2026 to Jul 24, 2026 · Lakewood, Co
E•••••••• A•••••••• L•• national BD
Feb 10, 2025 to Jan 21, 2026 · Greenwood Village, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2021 to Jun 28, 2024 · Greenwood Village, Co
E•••••• A••••••• G••••• L•• BD affiliated
Dec 3, 2018 to Oct 28, 2019 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to L•• E••••••••• L••
left Jul 24, 2026, registered Aug 12, 2026 (19 days) · Other
E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Jan 21, 2026, registered May 26, 2026 (125 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••••• A•••••••• L••
left Jun 28, 2024, registered Feb 10, 2025 (227 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 28, 2019, registered Jul 13, 2021 (624 days) · Other

Signals

T•••• F••••• left N••••••••• M••••• I••••••••• S••••••••• for L•• E••••••••• L•• (registered 2026-08-12)
Jul 24, 2026 · Advisor changed firm · fact
T•••• F••••• left E•••••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-05-26)
Jan 21, 2026 · Advisor changed firm · fact
T•••• F••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••••• A•••••••• L•• (registered 2025-02-10)
Jun 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address