K•••••• E•••• L••••••

C••••• I••••••••• A••••••• L••BD affiliatedDaphne, Aldual registrantIAPD 6566625

Feed of 09/14/2026

Also filed as K•••••• E•••• L••••••••• L••••••

At current firm

3 y

since Nov 10, 2022

In the industry

18 y

since Apr 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 10, 2022 · Daphne, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 12, 2021 to Nov 7, 2022 · Fairhope, Al
E••••• J•••• national BD
Jun 18, 2018 to Feb 17, 2021 · Robert, La

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Nov 7, 2022, registered Nov 10, 2022 (3 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 17, 2021, registered Feb 12, 2021 (-5 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Nov 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address