RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D•••••
- M••• S••••• R••••••• L•• independent RIA currentsince Sep 26, 2024 · Sausalito, Ca
- L•• F•••••••• L•• BD affiliatedOct 27, 2022 to Sep 27, 2024 · Tampa, Fl
- J•••• T•••••• I••••••••• P•••••••• L•• independent RIAFeb 4, 2022 to Aug 15, 2022 · Tampa, Fl
- L•• F•••••••• L•• to M••• S••••• R••••••• L••left Sep 27, 2024, registered Sep 26, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• T•••••• I••••••••• P•••••••• L•• to L•• F•••••••• L••left Aug 15, 2022, registered Oct 27, 2022 (73 days) · RIA to RIA
- J•••••• D••••• left L•• F•••••••• L•• for M••• S••••• R••••••• L•• (registered 2024-09-26)Sep 27, 2024 · Advisor changed firm · fact
- J•••••• D••••• left J•••• T•••••• I••••••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2022-10-27)Aug 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address