DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• R••• B••••••

B••••••••• C•••••• G••••independent RIADenver, Co IA-onlyIAPD 6571205

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as M••••••• R••• Louviere

At current firm

3 y

since Feb 7, 2023

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• C•••••• G•••• independent RIA current
since Feb 7, 2023 · Denver, Co
C••••••• C•••••• M••••••••• independent RIA
Feb 11, 2022 to Nov 21, 2022 · Boulder, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 21, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 31, 2017 to Jul 13, 2018 · Lone Tree, Co

Moves

a registration end followed by a registration begin elsewhere

C••••••• C•••••• M••••••••• to B••••••••• C•••••• G••••
left Nov 21, 2022, registered Feb 7, 2023 (78 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• C•••••• M•••••••••
left Jan 21, 2022, registered Feb 11, 2022 (21 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

M••••••• R••• B•••••• left C••••••• C•••••• M••••••••• for B••••••••• C•••••• G•••• (registered 2023-02-07)
Nov 21, 2022 · Advisor changed firm · fact
M••••••• R••• B•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••••• C•••••• M••••••••• (registered 2022-02-11)
Jan 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address