DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Casey Floyd
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
4 y
since May 2, 2022
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince May 2, 2022 · Lake Wales, Fl
- Ic Advisory Services, Inc. formerJan 23, 2019 to Apr 29, 2022 · Lake Wales, Fl
- Osaic Institutions, Inc. BD affiliatedApr 5, 2017 to Dec 3, 2018 · Lake Wales, Fl
- Allen & Company Of Florida, LLC formerMar 16, 2016 to Mar 21, 2017 · Winter Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ic Advisory Services, Inc. to Edward Jonesleft Apr 29, 2022, registered May 2, 2022 (3 days) · Affiliated broker-dealer or bank to another
- Osaic Institutions, Inc. to Ic Advisory Services, Inc.left Dec 3, 2018, registered Jan 23, 2019 (51 days) · Affiliated broker-dealer or bank to another · moved with a team
- Allen & Company Of Florida, LLC to Osaic Institutions, Inc.left Mar 21, 2017, registered Apr 5, 2017 (15 days) · Other
Signals
- Christopher Casey Floyd left Ic Advisory Services, Inc. for Edward Jones (registered 2022-05-02)Apr 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address