DFX Intelligence
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Registered advisor
A••••• L•• F••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• L•• F••••••••• F••••••
At current firm
3 y
since Sep 28, 2022
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••••••• G••••• L•• former currentsince Sep 28, 2022 · Tempe, Az
- V••••••• A•••••••• I••• BD affiliatedAug 28, 2018 to Sep 19, 2022 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to C•••••• S••••••••• G••••• L••left Sep 19, 2022, registered Sep 28, 2022 (9 days) · Other
Signals
- A••••• L•• F•••••• left V••••••• A•••••••• I••• for C•••••• S••••••••• G••••• L•• (registered 2022-09-28)Sep 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address