RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• D•••• Z••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 17, 2022 · San Francisco, Ca
- B•• A••••••• G••••• L•• unclassifiedAug 11, 2016 to Jul 14, 2022 · Dallas, Tx
- F•• S••••••••• C••••••••• formerMay 13, 2016 to Jul 7, 2022 · Dallas, Tx
- B•• A••••••• G••••• L•• to B•••••••• I••••••••• M••••••••• L••left Jul 14, 2022, registered Nov 17, 2022 (126 days) · Other
- F•• S••••••••• C••••••••• to B•• A••••••• G••••• L••left Jul 7, 2022, registered Aug 11, 2016 (-2156 days) · Other
- L•••••• D•••• Z•••••• left B•• A••••••• G••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-11-17)Jul 14, 2022 · Advisor changed firm · fact
- L•••••• D•••• Z•••••• left F•• S••••••••• C••••••••• for B•• A••••••• G••••• L•• (registered 2016-08-11)Jul 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address