RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••• S•••
- P•••••• A•••• M••••••••• L•• state registered currentsince Aug 24, 2022 · Sugar Hill, Ga
- A•••• A•••• M••••••••• L•• unclassifiedFeb 28, 2020 to Dec 18, 2020 · Sugar Hill, Ga
- A••••• I••••••• R••••••••• L•• state registeredJan 26, 2018 to Feb 13, 2019 · Peachtree Corners, Ga
- P••• A••••• S••••••••• L•• BD affiliatedMay 26, 2016 to Jun 15, 2016 · Johns Creek, Ga
- A•••• A•••• M••••••••• L•• to P•••••• A•••• M••••••••• L••left Dec 18, 2020, registered Aug 24, 2022 (614 days) · Other
- A••••• I••••••• R••••••••• L•• to A•••• A•••• M••••••••• L••left Feb 13, 2019, registered Feb 28, 2020 (380 days) · Other
- P••• A••••• S••••••••• L•• to A••••• I••••••• R••••••••• L••left Jun 15, 2016, registered Jan 26, 2018 (590 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address